Program Overview
This course is designed to provide the participant with a basic overview of the risk management and compliance examination function to enhance an employee's understanding of the examination process and the Report of Examination. In addition to virtual lectures/discussions, participants are expected to actively participate in group case studies and other classroom activities, as well as review self-study materials.
Key Objectives
Upon completion of this course, participants will be able to:
- Recognize the both risk management and compliance examination process and the Report of Examination components
- Recognize the fundamentals of examination component analysis
- Recognize the fundamentals of bank supervision
- Discuss the organization and structure of a Report of Examination
Instructional Format
With the exception of the first day which starts at 11 am Eastern, the regular class day is approximately eight hours. In addition to in-class lectures/discussions, participants will be expected to actively participate in group case studies and other classroom activities, as well as review self-study materials.
Duration
This virtual course is four and a half days long, concluding on Friday at 4 pm Eastern.
Level
Basic
Target Audience
This course is designed for non-examiner personnel who directly support the Division of Risk Management Supervision and Division of Depositor and Consumer Protection, or a state/other banking agency with comparable functions. Participants should have a minimum of six months experience in their current position.
This course is open to appropriate staff of the FDIC and partner government regulatory agencies. This course is not open to the public or staff of private banks.
Prerequisites
None.
Pre-Course Assignment
Currently, a pre-course assignment is not required.
Special Requirements
None.
Post Course Recommendation
None.
Post Course Feedback
None.
Credits
None.
More Information
The Federal Deposit Insurance Corporation is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: NASBARegistry.org
For more information concerning course content and administration, please contact Senior Bank Examination Training Specialist Denise Roth at (571) 876-8505 or Training Technician Kristine Fisk at (571) 384-5252.