2018 Federal Register Publications

2018 Publications

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FR Date	FDIC Federal Register Publications	Read Publication	Submit / Read Comments
12/28/18	Company-Run Stress Testing Requirements for FDIC-Supervised State Nonmember Banks and State Savings Associations 12 CFR Part 325 RIN 3064–AE84 Notice of Proposed Rulemaking Comment Period End: February 19, 2019	PDF	Read Comments
12/28/18	Expanded Examination Cycle for Certain Small Insured Depository Institutions and U.S. Branches and Agencies of Foreign Banks 12 CFR Part 337 and 347 RIN 3064–AE76 Joint Final Rule Effective Date: January 28, 2019	PDF	N/A
12/27/18	Community Reinvestment Act Regulations 12 CFR Part 345 RIN 3064–AE97 Joint Final Rule Effective Date: January 1, 2019	PDF	N/A
12/21/18	Proposed Changes to Applicability Thresholds for Regulatory Capital and Liquidity Requirements 12 CFR Part 324 and 329 RIN 3064–AE96 Notice of Proposed Rulemaking Comment Period End: January 22, 2019	PDF	Read Comments
02/26/19 12/17/18	Extension of Comment Period - PDF Standardized Approach for Calculating the Exposure Amount of Derivative Contracts 12 CFR Part 324 RIN 3064–AE80 Notice of Proposed Rulemaking Comment Period End: March 18, 2019	PDF	Read Comments
02/13/19 12/12/18	Extension of Comment Period - PDF Request for Information on the FDIC’s Deposit Insurance Application Process RIN 3064–ZA03 Notice and request for Information Comment Period End: March 31, 2019	PDF	Read Comments
12/10/18	Agency Information Collection Activities: Proposed Collection Renewal; Comment Request Procedures for Monitoring Bank Protection Act Compliance OMB Number: 3064–0095 Notice Comment Period End: February 8, 2019	PDF	N/A
12/07/18	Real Estate Appraisals 12 CFR Part 323 RIN 3064–AE87 Notice of Proposed Rulemaking Comment Period End: February 5, 2019	PDF	Read Comments
11/28/18	Rules of Practice and Procedure 12 CFR Parts 308 and 327 RIN 3064–AE75 Final Rule Effective Date: January 15, 2019	PDF	N/A
11/27/18	Agency Information Collection Activities: Proposed Collection Renewal; Comment Request Furnisher Information Accuracy and Integrity (FACTA 312) OMB Number: 3064–0161 Notice Comment Period End: January 28, 2019	PDF	N/A
11/26/18	Transferred OTS Regulations Regarding Fiduciary Powers of State Savings Associations and Consent Requirements for the Exercise of Trust Powers 12 CFR Parts 303, 333, and 390 RIN 3064–AE23 Final Rule Effective Date: January 1, 2019	PDF	N/A
11/23/18	Agency Information Collection Activities: Proposed Collection Renewal; Comment Request Multi-to-Stock Conversion of State Savings Bank OMB Number: 3064–0117 Notice Regarding Unauthorized Access to Customer Information OMB Number: 3064–0145 Notice Regarding Unauthorized Access to Customer Information OMB Number: 3064–0152 Notice Comment Period End: January 22, 2019	PDF	N/A
11/23/18	Agency Information Collection Activities: Submission for OMB Review; Comment Request Acquisition Services Information Requirements OMB Number: 3064–0072 Notice Comment Period End: December 24, 2018	PDF	N/A
11/23/18	Agency Information Collection Activities: Proposed Collection Renewal; Comment Request Notices Required of Government Securities Dealers or Brokers OMB Number: 3064–0093 Notice Comment Period End: January 22, 2019	PDF	N/A
11/21/18	FDIC Systemic Resolution Advisory Committee; Notice of open meeting. Notice	PDF	N/A
11/20/18	Request for Information on Small-Dollar Lending RIN 3064–ZA04 Notice and request for Information Comment Period End: January 22, 2019	PDF	Read Comments
11/19/18	Reduced Reporting for Covered Depository Institutions 12 CFR Part 304 RIN 3064–AE82 Notice of Proposed Rulemaking Comment Period End: January 18, 2019	PDF	Read Comments
11/06/18	Agency Information Collection Activities: Proposed Revision of Information Collection; Comment Request National Survey of Unbanked and Underbanked Households OMB Number: 3064–0167 2019 Household Survey Questionnaire - PDF Notice Comment Period End: January 7, 2019	PDF	Read Comments
11/02/18	Agency Information Collection Activities: Proposed Collection Renewal; Comment Request Activities and Investments of Insured State Banks OMB Number: 3064–0111 Privacy of Consumer Information OMB Number: 3064–0136 Registration of Mortgage Loan Originators (SAFE Act) OMB Number: 3064–0171 Notice Comment Period End: January 2, 2019	PDF	N/A
10/31/18	Agency Information Collection Activities: Submission for OMB Review; Comment Request Notice Regarding Assessment Credits OMB Number: 3064–0151 Notice Comment Period End: November 30, 2018	PDF	N/A
10/30/18	Agency Information Collection Activities: Submission for OMB Review; Comment Request Certification of Compliance with Mandatory Bars to Employment OMB Number: 3064–0121 Form Number: 2120/16 Purchaser Eligibility Certification OMB Number: 3064–0135 Form Number: 7300-06 Notice Comment Period End: November 29, 2018	PDF	N/A
10/29/18	Agency Information Collection Activities: Submission for OMB Review; Comment Request Resolution Plans Required for Insured Depository Institutions With $50 Billion or More in Total Assets OMB Number: 3064–0185 Notice Comment Period End: November 28, 2018	PDF	N/A
10/25/18	Disclosure of Financial and Other Information by FDIC-Insured State Nonmember Banks RIN 3064–AE65 Notice of Proposed Rulemaking Comment Period End: November 26, 2018	PDF	Read Comments
10/10/18	FDIC Advisory Committee on Economic Inclusion (ComE-IN) Notice of Meeting Notice	PDF	N/A
10/10/18	Margin and Capital Requirements for Covered Swap Entities 12 CFR Part 349 RIN 3064–AE70 Final Rule Effective Date: November 9, 2018	PDF	N/A
10/05/18	Request for Information on FDIC Communication and Transparency RIN 3064–ZA02 Notice and Request for Information Comment Period End: December 4, 2018	PDF	Read Comments
09/28/18	Proposed Agency Information Collection Activities; Comment Request Consolidated Reports of Condition and Income (Call Report) OMB Number: 3064–0052 Form Number: FFIEC 031, FFIEC 041, and FFIEC 051 Report of Assets and Liabilities of U.S. Branches and Agencies of Foreign Banks; Report of Assets and Liabilities of a Non-U.S. Branch that is Managed or Controlled by a U.S. Branch or Agency of a Foreign (Non-U.S.) Bank OMB Number: 7100–0032 Form Number: FFIEC 002 and FFIEC 002S Foreign Branch Report of Condition OMB Number: 3064–0011 Form Number: FFIEC 030 and FFIEC 030S Risk-Based Capital Reporting for Institutions Subject to the Advanced Capital Adequacy Framework OMB Number: 3064–0159 Form Number: FFIEC 101 Notice Comment Period End: November 27, 2018	PDF	Read Comments
09/28/18	Regulatory Capital Treatment for High Volatility Commercial Real Estate (HVCRE) Exposures 12 CFR Part 324 RIN 3064–AE90 Notice of Proposed Rulemaking Comment Period End: November 27, 2018	PDF	Read Comments
09/26/18	Limited Exception for a Capped Amount of Reciprocal Deposits From Treatment as Brokered Deposits 12 CFR Parts 327 and 337 RIN 3064–AE89 Notice of Proposed Rulemaking Comment Period End: October 26, 2018	PDF	Read Comments
09/25/18	FDIC Advisory Committee on Community Banking Notice of Meeting Notice	PDF	N/A
09/17/18	Agency Information Collection Activities: Submission for OMB Review; Comment Request Recordkeeping and Confirmation Requirements for Securities Transactions. OMB Number: 3064–0028 Notice Comment Period End: October 17, 2018	PDF	N/A
08/31/18	Liquidity Coverage Ratio Rule: Treatment of Certain Municipal Obligations as High-Quality Liquid Assets 12 CFR Part 329 RIN 3064–AE77 Interim Final Rule Effective Date: August 31, 2018 Comment Period End: October 1, 2018	PDF	Read Comments
08/29/18	Expanded Examination Cycle for Certain Small Insured Depository Institutions and U.S. Branches and Agencies of Foreign Banks 12 CFR Parts 337 and 347 RIN 3064–AE76 Joint Interim Final Rule Effective Date: August 29, 2018 Comment Period End: October 29, 2018	PDF	Read Comments
08/20/18	Agency Information Collection Activities: Proposed Collection Renewal; Comment Request Certification of Compliance with Mandatory Bars to Employment OMB Number: 3064–0121 Form Number: 2120/16 Purchaser Eligibility Certification OMB Number: 3064–0135 Form Number: 7300–06 Notice Comment Period End: October 19, 2018	PDF	N/A
08/16/18	Agency Information Collection Activities: Proposed Collection Renewal; Comment Request Acquisition Services Information Requirements OMB Number: 3064–0072 Notice Comment Period End: October 15, 2018	PDF	N/A
08/14/18	Agency Information Collection Activities: Submission for OMB Review; Comment Request Customer Assistance Forms OMB Number: 3064–0134 Notice Comment Period End: September 13, 2018	PDF	N/A
08/14/18	Agency Information Collection Activities: Proposed Collection Renewal; Comment Request Minimum requirements for appraisal management companies OMB Number: 3064–0195 Notice Comment Period End: September 13, 2018	PDF	N/A
08/13/18	Agency Information Collection Activities: Submission for OMB Review Comment Request Interagency Supervisory Guidance for the Supervisory Review Process of Capital Adequacy (Pillar 2) Related to the Implementation of the Basel II Advanced Capital Framework. OMB Number: 3064–0165 Credit Risk Retention OMB Number: 3064–0183 Disclosure Requirements Associated with the Supplementary Leverage Ratio OMB Number: 3064–0196 Notice Comment Period End: September 12, 2018	PDF	N/A
08/07/18	Agency Information Collection Activities: Proposed Collection Renewal; Comment Request Notice Regarding Assessment Credits OMB Number: 3064–0151 Notice Comment Period End: October 9, 2018	PDF	N/A
08/03/18	Modifications to the Statement of Policy Pursuant to Section 19 of the Federal Deposit Insurance Act Concerning Participation in the Conduct of the Affairs of an Insured Institution by Persons Who Have Been Convicted of Crimes Involving Dishonesty, Breach of Trust or Money Laundering or Who Have Entered Pretrial Diversion Programs for Such Offenses Statement of Policy Applicable Date: July 19, 2018	PDF	N/A
08/03/18	Rules of Practice and Procedure 12 CFR Parts 308 and 327 RIN 3064–AE75 Notice of Proposed Rulemaking Comment Period End: October 2, 2018	PDF	N/A
07/30/18	Agency Information Collection Activities: Proposed Collection Renewal; Comment Request Resolution Plans Required for Insured Depository Institutions With $50 Billion or More in Total Assets OMB Number: 3064–0185 Notice Comment Period End: September 28, 2018	PDF	Read Comments
09/11/18 07/17/18	Extension of Comment Period - PDF Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds 12 CFR Part 351 RIN 3064–AE67 Notice of Proposed Rulemaking Comment Period End: October 17, 2018	PDF	Read Comments
07/16/18	Resolution Planning Guidance for Eight Large, Complex U.S. Banking Organizations Proposed Guidance Comment Period End: September 14, 2018	PDF	Read Comments
07/12/18	Agency Information Collection Activities: Submission for OMB Review; Comment Request Notice of Branch Closure OMB Number: 3064–0109 Notification of Change of Insured Status OMB Number: 3064–0124 Large Bank Deposit Insurance Program OMB Number: 3064–0162 Notice Comment Period End: August 13, 2018	PDF	N/A
07/09/18	Agency Information Collection Activities: Submission for OMB Review; Comment Request Assessment Rate Adjustment Guidelines for Large and Highly Complex Institutions OMB Control Number: 3064–0179 Notice Comment Period End: August 8, 2018	PDF	N/A
06/26/18	FDIC Advisory Committee on Community Banking Notice of Meeting Notice	PDF	N/A
06/12/18	Policy Statement on Interagency Notification of Formal Enforcement Actions Statement of Policy Applicable Date: June 12, 2018	PDF	N/A
06/07/18	Securities Transaction Settlement Cycle 12 CFR Part 344 RIN 3064–AE64 Final Rule Effective Date: October 1, 2018	PDF	N/A
05/25/18	Agency Information Collection Activities: Proposed Collection Renewal; Comment Request Interagency Supervisory Guidance for the Supervisory Review Process of Capital Adequacy (Pillar 2) Related to the Implementation of the Basel II Advanced Capital Framework OMB Number: 3064–0165 Credit Risk Retention OMB Number: 3064–0183 Disclosure Requirements Associated with the Supplementary Leverage Ratio OMB Number: 3064–0196 Notice Comment Period End: July 24, 2018	PDF	N/A
05/24/18	Agency Information Collection Activities: Proposed Collection Renewal; Comment Request Customer Assistance Forms. OMB Number: 3064–0134 Form Number: FDIC 6422/04–Customer Assistance Form; FDIC 6422/11–Business Assistance Form; FDIC 6422/15–FDIC Deposit Insurance Form Notice Comment Period End: July 23, 2018	PDF	N/A
05/24/18	Agency Information Collection Activities: Proposed Collection Renewal; Comment Request Recordkeeping and Confirmation Requirements for Securities Transactions. OMB Number: 3064–0028 Notice Comment Period End: July 23, 2018	PDF	N/A
05/14/18	Regulatory Capital Rules: Implementation and Transition of the Current Expected Credit Losses Methodology for Allowances and Related Adjustments to the Regulatory Capital Rules and Conforming Amendments to Other Regulations 12 CFR Parts 324, 325, 327, 347, and 390 RIN 3064–AE74 Notice of Proposed Rulemaking Comment Period End: July 13, 2018	PDF	Read Comments
05/11/18	Agency Information Collection Activities: Proposed Collection Renewal; Comment Request Interagency Biographical and Financial Report OMB Number: 3064–0006 Form: Interagency Biographical and Financial Report Markup of Interagency Biographical and Financial Report Form Number: 6200/06 Interagency Bank Merger Act Application OMB Number: 3064–0015 Form: Interagency Bank Merger Act Application Markup of Interagency Bank Merger Act Application Form Number: 6220/01 Interagency Notice of Change in Control OMB Number: 3064–0019 Form: Interagency Notice of Change in Control Markup of Interagency Notice of Change in Control Form Number: 6822/01 Interagency Notice of Change in Director or Senior Executive Officer OMB Number: 3064–0097 Form: Interagency Notice of Change in Director or Senior Executive Officer Markup of Interagency Notice of Change in Director or Senior Executive Officer Form Number: 6822/02 Notice Comment Period End: June 11, 2018	PDF	N/A
05/02/18	Agency Information Collection Activities: Proposed Collection Renewal; Comment Request Notification of Change of Insured Status. OMB Number: 3064–0124 Notice Comment Period End: July 2, 2018	PDF	N/A
05/02/18	Agency Information Collection Activities: Proposed Collection Renewal; Comment Request Minimum requirements for appraisal management companies. OMB Number: 3064–0195 Notice Comment Period End: July 2, 2018	PDF	Read Comments
04/30/18	Agency Information Collection Activities: Proposed Collection Renewal; Comment Request Notice of Branch Closure. OMB Number: 3064–0109 Notice Comment Period End: June 29, 2018	PDF	N/A
04/27/18	Agency Information Collection Activities: Proposed Collection Renewal; Comment Request Large Bank Deposit Insurance Program. OMB Number: 3064–0162 Notice Comment Period End: June 26, 2018	PDF	N/A
04/24/18	Regulatory Capital Rules: Removal of Certain Capital Rules That Are No Longer Effective Following the Implementation of the Revised Capital Rules 12 CFR Parts 303, 308, 324, 325, 327, 333, 337, 347, 349, 360, 362, 363, 364, 365, and 390 RIN 3064–AE51 Final Rule Effective Date: April 24, 2018	PDF	N/A
04/23/18	Regulatory Capital Rules: Regulatory Capital, Final Revisions Applicable to Banking Organizations Subject to the Advanced Approaches Risk-Based Capital Rule 12 CFR Part 324 RIN 3064–AE12 Final Rule; Technical Amendment Effective Date: April 23, 2018	PDF	N/A
04/13/18	Agency Information Collection Activities: Proposed Collection Renewal; Comment Request Assessment Rate Adjustment Guidelines for Large and Highly Complex Institutions. OMB Number: 3064–0179 Notice Comment Period End: June 12, 2018	PDF	N/A
04/11/18	Agency Information Collection Activities: Submission for OMB Review; Joint Comment Request Consolidated Reports of Condition and Income (Call Report) Form Numbers: FFIEC 031, FFIEC 041 and FFIEC 051 OMB Control Number: 3064–0052 Notice Comment Period End: May 11, 2018	PDF	Read Comments
04/10/18 11/24/17	Correction - PDF Effective Date: April 10, 2018 TO: Community Reinvestment Act Regulations 12 CFR Part 345 RIN 3064–AE58 Joint Final Rule Effective Date: January 1, 2018	PDF	N/A
04/10/18	Transferred OTS Regulations Regarding Fiduciary Powers of State Savings Associations and Consent Requirements for the Exercise of Trust Powers 12 CFR Parts 303, 333, and 390 RIN 3064–AE23 Notice of Proposed Rulemaking Comment Period End: June 11, 2018	PDF	N/A
04/09/18	Real Estate Appraisals 12 CFR Part 323 RIN 3064 AE–56 Final Rule Effective Date: April 9, 2018	PDF	N/A
04/05/18	Assessment Regulations 12 CFR Part 327 Final Rule Effective Date: April 5, 2018	PDF	N/A
04/02/18	Removal of Transferred OTS Regulations Regarding Consumer Protection in Sales of Insurance 12 CFR Parts 343 and 390 RIN 3064–AE49 Final Rule Effective Date: May 2, 2018	PDF	N/A
04/02/18	Removal of Transferred OTS Regulations Regarding Minimum Security Procedures Amendments to FDIC Regulations 12 CFR Parts 326 and 391 RIN 3064–AE47 Final Rule Effective Date: May 2, 2018	PDF	N/A
04/02/18	Annual Stress Tests–Applicability Transition for Covered Banks with 50 Billion Dollars or More in Assets; Technical and Conforming Changes 12 CFR Part 325 RIN 3064–AE73 Proposed Rule Comment Period End: June 1, 2018	PDF	N/A
03/21/18	Agency Information Collection Activities: Submission for OMB Review; Comment Request Prompt Corrective Action OMB Number: 3064–0115 Liquidity Coverage Ratio: Liquidity Risk Measurement, Standards, and Monitoring (LCR) OMB Number: 3064–0197 Notice Comment Period End: May 21, 2018	PDF	N/A
03/14/18	Agency Information Collection Activities: Submission for OMB Review; Comment Request Account Based Disclosures in Connection with Consumer Financial Protection Bureau Regulations E and DD and Federal Reserve Regulation CC. OMB Number: 3064–0084 Notice Comment Period End: April 13, 2018	PDF	N/A
03/13/18	Agency Information Collection Activities: Submission for OMB Review; Comment Request Uniform Application and Termination Notice for Municipal Securities Principal or Representative Associated with a Bank Municipal Securities Dealer OMB Number: 3064–0022 Form Number: MSD–4 and MSD–5 Request for Deregistration for Registered Transfer Agents OMB Number: 3064–0027 Form Number: 6342/12 Notice Comment Period End: April 12, 2018	PDF	N/A
03/05/18	Alternatives to References to Credit Ratings With Respect to Permissible Activities for Foreign Branches of Insured State Nonmember Banks and Pledge of Assets by Insured Domestic Branches of Foreign Banks 12 CFR Part 347 RIN 3064–AE36 Final Rule Effective Date: April 1, 2018	PDF	N/A
03/01/18	Agency Information Collection Activities: Proposed Collection Revisions; Comment Request Interagency Biographical and Financial Report OMB Number: 3064–0006 Form: Interagency Biographical and Financial Report Markup of Interagency Biographical and Financial Report Form Number: 6200/06 Interagency Bank Merger Act Application. OMB Number: 3064–0015 Form: Interagency Bank Merger Act Application Markup of Interagency Bank Merger Act Application Form Number: 6220/01 Interagency Notice of Change in Control OMB Number: 3064–0019 Form: Interagency Notice of Change in Control Markup of Interagency Notice of Change in Control Form Number: 6822/01 Interagency Notice of Change in Director or Senior Executive Officer OMB Number: 3064–0097 Form: Interagency Notice of Change in Director or Senior Executive Officer Markup of Interagency Notice of Change in Director or Senior Executive Officer Form Number: 6822/02 Notice Comment Period End: April 30, 2018	PDF	N/A
02/23/18	Agency Information Collection Activities: Submission for OMB Review; Joint Comment Request Annual Dodd-Frank Act Company-Run Stress Test Report for Depository Institutions and Holding Companies with $10-$50 Billion in Total Consolidated Assets Form Number: FFIEC 016 OMB Control Number: 3064–0187 Notice Comment Period End: March 26, 2018	PDF	N/A
02/21/18	Margin and Capital Requirements for Covered Swap Entities; Proposed Rule 12 CFR Part 349 RIN 3064–AE70 Notice of Proposed Rulemaking Comment Period End: April 23, 2018	PDF	Read Comments
02/20/18	Agency Information Collection Activities: Submission for OMB Review; Comment Request Recordkeeping, Disclosure and Reporting Requirements in Connection with Regulation Z. OMB Number: 3064–0082 Notice Comment Period End: March 22, 2018	PDF	N/A
02/16/18	Agency Information Collection Activities: Submission for OMB Review; Comment Request Conservator or Receiver of Financial Assets Transferred by an Insured Depository Institution in Connection With a Securitization or Participation After September 30, 2010. OMB Number: 3064–0177 Notice Comment Period End: March 19, 2018	PDF	N/A
01/26/18	Joint Report: Differences in Accounting and Capital Standards Among the Federal Banking Agencies as of September 30, 2017; Report to Congressional Committees Notice	PDF	N/A
01/12/18	Rules of Practice and Procedure 12 CFR Part 308 RIN 3064–AE71 Final Rule Effective Date: January 15, 2018	PDF	N/A
01/08/18	Agency Information Collection Activities: Submission for OMB Review; Joint Comment Request Consolidated Reports of Condition and Income (Call Report) Form Numbers: FFIEC 031, FFIEC 041 and FFIEC 051 OMB Control Number: 3064–0052 Notice Comment Period End: February 7, 2018	PDF	N/A
01/08/18	Proposed Statement of Policy for Participation in the Conduct of the Affairs of an Insured Depository Institution by Persons Who Have Been Convicted or Have Entered a Pretrial Diversion or Similar Program for Certain Offenses Pursuant to Section 19 of the Federal Deposit Insurance Act Application Pursuant to Section 19 of the Federal Deposit Insurance Act OMB Number: 3064–0018 Notice Comment Period End: March 9, 2018	PDF	Read Comments

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